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Marshall Ryan Darby

LPl Financial LLC

Lee'S Summit, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2011-06-30
  • MO RA
    APPROVED
    Since 2011-06-30

Branch Locations

3383-B Ralph Powell Rd., Lee'S Summit, MO 64064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lees Summit MO 05/2011 Present
Other Businesses

1. 05/11/2011 - Darby & Associates Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-29
S63 Uniform Securities Agent State Law Examination 2005-04-08
  • S65 Uniform Investment Adviser Law Examination
    2011-06-29
  • S63 Uniform Securities Agent State Law Examination
    2005-04-08
Other Names
  • Marshall Darby

View on SEC IAPD

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OSBORNE GLOBAL INVESTORS, INC. · Lee's Summit, MO
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