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Holmes Roswell Osborne

Osborne Global Investors, Inc.

Lee's Summit, MO

CRD 3113440

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Employer firm

Osborne Global Investors, Inc. CRD 129128

$13.1M regulatory AUM 39 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Periodicals / newsletters
  • RESEARCH

From the firm’s Form ADV. Read the guides:

Current Employers
Osborne Global Investors, Inc.

210 Sw Market St., Lee'S Summit, MO 64063 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-22
MO RA APPROVED 2011-01-25
  • CA RA
    APPROVED
    Since 2025-09-22
  • MO RA
    APPROVED
    Since 2011-01-25

Branch Locations

210 Sw Market Street Po Box 59, Lee's Summit, MO 64063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osborne Global Investments Lee's Summit MO 03/2004 Present
  • 03/2004 → Present
    Osborne Global Investments
    Lee's Summit, MO
Other Businesses

Write financial articles for Seeking Alpha and Gurufocus.com.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-01
S63 Uniform Securities Agent State Law Examination 1999-01-29
  • S65 Uniform Investment Adviser Law Examination
    1999-03-01
  • S63 Uniform Securities Agent State Law Examination
    1999-01-29
Designations
  • Chartered Financial Analyst
Other Names
  • Holmes R (Iii) Osborne
  • Holmes Osborne

View on SEC IAPD

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