Kathy Ann Postoak

Employer firm

Strongbox Wealth, LLC CRD 304952

$562M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Independence, MO
• 11/2016 → 08/2019
  Wells Fargo Clearing Services, Llc
  Independence, MO
• 08/2019 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2019 → Present
  Strongbox Wealth
  Lee's Summit, MO

Previous Registrations

• 2011-02-09 → 2019-08-29
  Wells Fargo Clearing Services, Llc
  Lees Summit, MO

Other Businesses

1) STRONGBOX WEALTH. INVESTMENT RELATED BUSINESS. LOCATED AT 3470 ne RALPH POWELL RD, SUITE A, LEES SUMMIT, MO 64064. NATURE OF BUSINESS IS RIA. TITLE IS DIRECTOR OF OPS. STARTED 08/2019. 160 HRS/MO - 6.5 HRS/DAY DURING TRADING. DUTIES ARE CLIENT SERVICES & OPERATIONS.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-07
• S63 Uniform Securities Agent State Law Examination
  1998-05-18

Other Names

• Kathy Ann Brock