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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Dallas | TX | 01/2019 | 03/2020 |
| Oneamerica Securities | Dallas | TX | 05/2019 | 03/2020 |
| Unemployed | Lewisville | TX | 01/2018 | 01/2019 |
| Primary Residential Mortgage | Fort Worth | TX | 12/2017 | 01/2018 |
| Countryplace Mortgage | Addison | TX | 08/2016 | 12/2017 |
| Td Ameritrade | Southlake | TX | 06/2020 | 08/2021 |
| Unemployed | Lewisville | TX | 03/2020 | 06/2020 |
| Charles Schwab & Co., Inc. | Westlake | TX | 08/2021 | 06/2025 |
| The Vanguard Group, Inc. | Plano | TX | 08/2025 | Present |
| Luten Ventures, Llc | Roanoke | TX | 02/2025 | Present |
| Vanguard Marketing Corporation | Plano | TX | 08/2025 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 08/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LUTEN VENTURES, LLC NON-INVESTMENT-RELATED ADDRESS: ROANOKE, TX NATURE OF BUSINESS: SPORTS MEMORABILIA POSITION: OWNER START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SPORTS CARD SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-18 |
| S66 | Uniform Combined State Law Examination | 2019-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-27 |
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