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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-11
  • TX RA
    APPROVED
    Since 2025-09-11

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Dallas TX 01/2019 03/2020
Oneamerica Securities Dallas TX 05/2019 03/2020
Unemployed Lewisville TX 01/2018 01/2019
Primary Residential Mortgage Fort Worth TX 12/2017 01/2018
Countryplace Mortgage Addison TX 08/2016 12/2017
Td Ameritrade Southlake TX 06/2020 08/2021
Unemployed Lewisville TX 03/2020 06/2020
Charles Schwab & Co., Inc. Westlake TX 08/2021 06/2025
The Vanguard Group, Inc. Plano TX 08/2025 Present
Luten Ventures, Llc Roanoke TX 02/2025 Present
Vanguard Marketing Corporation Plano TX 08/2025 Present
Vanguard Advisers, Inc. Plano TX 08/2025 Present
  • 01/2019 → 03/2020
    American United Life
    Dallas, TX
  • 05/2019 → 03/2020
    Oneamerica Securities
    Dallas, TX
  • 01/2018 → 01/2019
    Unemployed
    Lewisville, TX
  • 12/2017 → 01/2018
    Primary Residential Mortgage
    Fort Worth, TX
  • 08/2016 → 12/2017
    Countryplace Mortgage
    Addison, TX
  • 06/2020 → 08/2021
    Td Ameritrade
    Southlake, TX
  • 03/2020 → 06/2020
    Unemployed
    Lewisville, TX
  • 08/2021 → 06/2025
    Westlake, TX
  • 08/2025 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 02/2025 → Present
    Luten Ventures, Llc
    Roanoke, TX
  • 08/2025 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 08/2025 → Present
    Plano, TX
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LUTEN VENTURES, LLC NON-INVESTMENT-RELATED ADDRESS: ROANOKE, TX NATURE OF BUSINESS: SPORTS MEMORABILIA POSITION: OWNER START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SPORTS CARD SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-18
S66 Uniform Combined State Law Examination 2019-07-16
S63 Uniform Securities Agent State Law Examination 2001-08-27
  • S65 Uniform Investment Adviser Law Examination
    2022-09-18
  • S66 Uniform Combined State Law Examination
    2019-07-16
  • S63 Uniform Securities Agent State Law Examination
    2001-08-27
Other Names
  • Alex Luten
  • Alex Luten
  • Robert Luten
  • Robert A Luten

View on SEC IAPD

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