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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
1122 Laurel Lane, San Luis Obispo, CA 93401 • United States
San Luis Obispo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morris & Garritano | San Luis Obispo | CA | 07/2005 | Present |
| Cambrideg Investment Research, Inc | Fairfield | IA | 01/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2010 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/01/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-22 |
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