Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-03
  • NY RA
    APPROVED
    Since 2021-11-03

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Cold Spring Harbor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 02/2009 Present
Previous Registrations
Other Businesses

1) whalers cove, cold spring harbor ny United States-11724, non profit- marina, boat marina, secretary- primary role is to take notes at the board meeting, treasurer, board meeting notes, start date-9/20/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-01
  • S66 Uniform Combined State Law Examination
    2001-05-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor