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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-21
TN RA APPROVED 2012-07-18
  • TX RA
    APPROVED_RES
    Since 2020-05-21
  • TN RA
    APPROVED
    Since 2012-07-18

Branch Locations

3102 West End Avenue Suite 700, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Nashville TN 08/2006 Present
Other Businesses

1. NOTARY; NO COMPENSATION; 1 HOUR(S) PER QUARTER; WILL BE WORKING DURING SOME NORMAL BUSINESS HOURS; NOT INVESTMENT RELATED 2. Redeemer Lutheran Church; 800 Bellevue Road Nashville TN 37221; Church; Substitute organist; Plays the organ for church services when the organist is out of town; affiliation started 06/01/1985; 15.0 hours per year; not during securities trading hours; not investment-related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-17
  • S66 Uniform Combined State Law Examination
    2012-07-17
Other Names
  • Laura Janeen Evers
  • Janeen E Gregory
  • Laura Janeen Gregory

View on SEC IAPD

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