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Inactive

Thomas Douglas Davis Graff

Facet

West Palm Beach, FL

Phoenix, MD

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Current Employers
Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-09-28
TX RA APPROVED 2022-09-28
  • MD RA
    APPROVED
    Since 2022-09-28
  • TX RA
    APPROVED
    Since 2022-09-28

Branch Locations

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Phoenix, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Investement Advisory & Trust Company Baltimore MD 06/2010 04/2022
Facet Wealth, Inc. Baltimore MD 09/2022 Present
Facet Wealth, Inc. Baltimore MD 05/2022 Present
  • 06/2010 → 04/2022
    Brown Investement Advisory & Trust Company
    Baltimore, MD
  • 09/2022 → Present
    Facet Wealth, Inc.
    Baltimore, MD
  • 05/2022 → Present
    Facet Wealth, Inc.
    Baltimore, MD
Previous Registrations
Designations
Other Names
  • Tom Graff

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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