Paul A. Fea

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 07/2021
  Ubs Financial Services Inc.
  Brea, CA
• 07/2021 → Present
  Rbc Capital Markets, Llc
  Manhattan Beach, CA
• 02/2022 → Present
  City National Bank
  Manhattan Beach, CA

Previous Registrations

• 2005-10-26 → 2021-07-23
  Ubs Financial Services Inc.
  Brea, CA
  Orange, CA
  Brea, CA

Exams

• S66 Uniform Combined State Law Examination
  2001-08-11

Other Names

• Paul Anthony Fea