James L. Feggelle

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-02-05
NJ	RA	APPROVED	2021-12-09
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2016-07-01

FL RA
APPROVED

Since 2024-02-05
NJ RA
APPROVED

Since 2021-12-09
NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2016-07-01

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Old Tappan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	01/2010	Present

01/2010 → Present

Ubs Financial Services Inc.

New York, NY

Other Businesses

1) 402 SE Southwood,United States,Ownership and rental of residential real estateReal Estate,Ownership and rental of residential real estate,Proprietor / owner,Managing single family rental property (former primary residence), Start date -3/31/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-18

S66 Uniform Combined State Law Examination

2006-12-18

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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