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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-02-13
  • NC RA
    APPROVED
    Since 2014-02-13

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

4158 South Nc 11 Hwy, Wallace, NC 28466 • United States

105 N. Orange Avenue, Dunn, NC 28334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Raleigh NC 02/2014 Present
Capital Investment Advisory Services, Llc Raleigh NC 02/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-30
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2001-03-30
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16
Other Names
  • Eugene Cebron Thompson
  • Bron Thompson
  • E C Thompson

View on SEC IAPD

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