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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-10-18 |
| TX | RA | APPROVED | 2013-10-18 |
Branch Locations
3101 Glenwood Ave Ste 213, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Raleigh | NC | 10/2013 | Present |
NOTARY; NOT INVESTMENT RELATED; RALEIGH, NORTH CAROLINA; START DATE 10/18/2013; < 2 HOURS PER MONTH; < 2 HOURS PER MONTH DURING TRADING; DUTIES ARE NOTORIZING DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-21 |
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