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Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-01-08
AZ RA APPROVED 2010-11-10
  • LA RA
    APPROVED
    Since 2019-01-08
  • AZ RA
    APPROVED
    Since 2010-11-10

Branch Locations

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

2266 South Dobson Road, Suite 200, Mesa, AZ 85202 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbridge Securities Scottsdale AZ 11/2010 Present
  • 11/2010 → Present
    Newbridge Securities
    Scottsdale, AZ
Previous Registrations
  • 2007-11-27 → 2010-10-25
    Commerce Wealth Advisers, Llc
    Scottsdale, AZ
  • 2003-03-19 → 2007-07-16
    Associated Planners Investment Advisory Inc
    Scottsdale, AZ
Other Businesses

1)REALTOR FOR DPR REALTY: 3048 E BASELINE RD STE 125 MESA AZ 85204: STARTED- 01/2004: 10 HRS PER MONTH, NOT DURING TRADING HOURS: NOT INVESTMENT RELATED. 2)THE LAW OFFICES OF KERRI JAMISON BRUTTO, P.L.L.C. (DBA): LAWYER - ESTATE PLANNING ATTORNEY - SELF EMPLOYED STARTED 10/2010 TO PRESENT. NOT INVESTMENT RELATED. SPEND 0-25% OF MY TIME ON THIS ACTIVITY. DO MOST OF IT OUTSIDE OF BUSINESS HOURS. 3) KJ NEWBRIDGE, LLC: SCOTTSDALE, AZ, 1/2025, OWNER - DBA FOR FINANCIAL PLANNING TO COVER ALL EXPENSES FOR THE OFFICE, WILL NOT BE HELD OUT TO CLIENTS IN ANY CAPACITY. MEMBER/FINANCIAL ADVISOR. ONGOING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-07
  • S66 Uniform Combined State Law Examination
    2001-04-07
Other Names
  • Kerri Suzanne Lasegue
  • Kerri Suzanne Lasegue
  • Kerri Suzanne Romero
  • Kerri Suzanne Jamison

View on SEC IAPD

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