Joseph Patrick Bohen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 08/2021
  Dopkins Wealth Management
  Williamsville, NY
• 08/2021 → 07/2025
  Cadaret, Grant & Co., Inc.
  Williamsville, NY
• 07/2025 → Present
  Lpl Financial Llc
  Williamsville, NY

Previous Registrations

• 2021-08-16 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Williamsville, NY
• 2021-04-20 → 2021-08-05
  Dopkins Wealth Management, Llc
  Williamsville, NY
• 2011-09-01 → 2013-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Wellesley Hills, MA
• 2011-02-16 → 2011-09-02
  Bny Mellon Securities Corporation
  Boston, MA
  Pittsburgh, PA
  Boston, MA
  Boston, MA
• 2005-05-02 → 2009-02-09
  Alliancebernstein L.P.
  Boston, MA
  Nashville, TN

Other Businesses

1) 07/10/2025-Robert F. Fahey Jr & Associates-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/02/2021-50hrs/mth-32hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2021-08-28
• S63 Uniform Securities Agent State Law Examination
  2003-12-15

Other Names

• Joseph Pat Bohen
• Patrick Bohen
• Pat Bohen
• J. Patrick Bohen
• J.P. Bohen