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Jeffrey L. Gordon

Slocum, Gordon & Co. LLP

Newport, RI

CRD 4346932

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Employer firm

Slocum, Gordon & Co. LLP CRD 104929

$219M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Slocum, Gordon & Co. Llp

39 Mill Street, Newport, RI 02840 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-15
RI RA APPROVED 2005-10-18
  • TX RA
    APPROVED_RES
    Since 2015-04-15
  • RI RA
    APPROVED
    Since 2005-10-18

Branch Locations

39 Mill Street, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Slocum, Gordon & Co., Llp Newport RI 11/1978 Present
Previous Registrations

View on SEC IAPD

Nearby Firms

YOUNG RICHARD C & CO LTD
J.P. MORGAN SECURITIES LLC
NEWEDGE ADVISORS

Nearby Investors

CHRISTOPHER JOHN STACK
ANGELA GARCIA
Justin Charles Silvia

Nearby Offices

YOUNG RICHARD C & CO LTD · NEWPORT, RI
J.P. MORGAN SECURITIES LLC · Newport, RI
NEWEDGE ADVISORS · Newport, RI

More in Newport, RI

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