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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-12-19
LA RA APPROVED 2013-12-10
  • TX RA
    APPROVED
    Since 2013-12-19
  • LA RA
    APPROVED
    Since 2013-12-10

Branch Locations

4904 Big Lake Rd, Lake Charles, LA 70605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lake Charles LA 12/2013 Present
Ta Capital, Llc Lake Charles LA 12/2013 11/2018
Raymond James Financial Services Advisors Inc. Lake Charles LA 12/2013 Present
Previous Registrations
  • 2003-07-01 → 2013-12-09
    Lake Charles, LA
    Lake Charles, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2001-05-24 → 2003-07-01
    Prudential Equity Group, Llc
    Lake Charles, LA
Other Businesses

(1)Name of Business: Double T Properties of Lake Charles, LLC Address: 4904 Big Lake Rd, Lake Charles, LA, 70605, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/05/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: For the purchase of new office that I will rent to TA Capital, LLC DBA Global Asset Management Group, LLC. (2)Name of Business: Global Asset Management Group, LLC Address: 4904 Big Lake Rd, Lake Charles, LA, 70605-6700, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/06/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: President/CEO (3)Name of Business: TA Capital, LLC Address: 4904 Big Lake Road, Lake Charles, LA, 70605, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/06/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Officer/CEO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-08
  • S66 Uniform Combined State Law Examination
    2001-05-08

View on SEC IAPD

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