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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-08
WI RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2016-07-08
  • WI RA
    APPROVED
    Since 2008-01-01

Branch Locations

959 Kepler Dr, Green Bay, WI 54311 • United States

1270 Westhill Blvd Ste A, Appleton, WI 54914 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Green Bay WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Green Bay WI 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-31
  • S66 Uniform Combined State Law Examination
    2001-03-31
Designations

View on SEC IAPD

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