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Alison Anne Tranchida

Gagnon Securities, LLC

New York, NY

New York, NY

CRD 4345426

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Employer firm

Gagnon Securities, LLC CRD 103727

$530M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Gagnon Securities, Llc

1370 6Th Avenue 26Th Floor, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
  • NY RA
    APPROVED
    Since 2021-07-30

Branch Locations

1370 Avenue Of The Americas 26Th Floor, New York, NY 10019 • USA

1370 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gagnon Securities Llc New York NY 04/2003 Present
Other Businesses

Provides operation support for the Gagnon Securities and their Affiliates. Entity: Gagnon Administrative Services, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Collect fees from the affiliated companies of Gagnon Securities, Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative. As needed less than 5 hours monthly during the trading day Entity: Gagnon Securities Partners Fund/Gagnon Securities Private Partners Fund, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Invest and Reinvest the capital of the Gagnon Securities. As needed less than 5 hours monthly during the trading day

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-08-20
  • S63 Uniform Securities Agent State Law Examination
    2001-08-20
Other Names
  • Alison Anne O'BRien
  • Alison O'BRien Tranchida

View on SEC IAPD

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