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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-21 |
| TX | RA | APPROVED | 2020-09-18 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 04/2012 | 09/2020 |
| Bank Of America, N.A | Fort Lauderdale | FL | 07/2011 | 09/2020 |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 09/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2020 | Present |
I*95549 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOHN AND SUSAN FOREMAN INVESTMENT RELATED: N ADDRESS OF BUSINESS: 48 TWIN LAKES ROAD, LAKE PLACID, FLORIDA 33852 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OTHER, RENTAL PROPERTY OWNED BY MY WIFE AND I START DATE OF RELATIONSHIP: 5/6/2008 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE AND I OWN A VACATION HOME AND WE RENT THE PROPERTY OUT SEASONALLY ABOUT 4 MONTHS OUT OF THE YEAR. MY WIFE HANDLES ALL THE LEASES AND I HAVE NOTHING TO DO WITH IT. *465970 - Loan; Investment related - Yes; Santa Rosa Beach, Florida; 09/2020; During business hours: 0; After business hours: 0 *496907 - Choona LLC; Investment related No; Santa Rosa Beach, Florida; Retail/Online Stores; Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 0; Investment Decisions/Advice *638496 - RIO Vista Church; Investment related: No; Fort Lauderdale; Florida;Religious; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 05/2025 ; During business hours: 1; After business hours: 2; review financial statements and see if they are adhering to budget
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-17 |
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