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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-12-07 |
Branch Locations
100 Front St, Worcester, MA 01608 • United States
1 Financial Plz, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 06/2018 | Present |
| Bank Of America, N.A. | Boston | MA | 06/2018 | Present |
| Bny Mellon | Boston | MA | 07/2013 | 06/2018 |
OBA ID: 1590266 OBA Name: Health Foundation of Central Ma Location: Worcester MA Investment Related : Yes Role: Board Member Start Date: 01/2024 Duties: Improve the health of those who live or work in Central Ma, with a particular emphasis on the vulnerable populations and unmet needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-06 |
| S65 | Uniform Investment Adviser Law Examination | 2005-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-20 |
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