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Brett Allen Mcavoy

Charles Schwab & Co., Inc.

Mesa, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-09
  • AZ RA
    APPROVED
    Since 2023-05-09

Branch Locations

3204 N Recker Road Suite 103, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steadfast Capital Markets Group Irvine CA 01/2014 06/2017
Steadfast Companies Irvine CA 01/2014 06/2017
Clark Capital Management Group, Inc. Philadelphia PA 06/2017 04/2023
Charles Schwab & Co., Inc. Mesa AZ 04/2023 Present
  • 01/2014 → 06/2017
    Steadfast Capital Markets Group
    Irvine, CA
  • 01/2014 → 06/2017
    Steadfast Companies
    Irvine, CA
  • 06/2017 → 04/2023
    Clark Capital Management Group, Inc.
    Philadelphia, PA
  • 04/2023 → Present
    Charles Schwab & Co., Inc.
    Mesa, AZ
Previous Registrations
  • 2012-04-17 → 2014-02-04
    Curian Capital, Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-01
S65 Uniform Investment Adviser Law Examination 2012-04-16
S63 Uniform Securities Agent State Law Examination 2001-08-24
  • S66 Uniform Combined State Law Examination
    2023-05-01
  • S65 Uniform Investment Adviser Law Examination
    2012-04-16
  • S63 Uniform Securities Agent State Law Examination
    2001-08-24
Other Names
  • Brett Allen Mcavoy
  • Brett Mcavoy

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MESA, AZ
TRIBECA FINANCIAL, LLC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
LPL FINANCIAL LLC · Mesa, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
EDWARD JONES · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ

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