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Nicholas Randall Sangermano

Mml Investors Services, LLC

Salem, NH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-06-01
TX RA APPROVED_RES 2016-05-03
  • NH RA
    APPROVED
    Since 2016-06-01
  • TX RA
    APPROVED_RES
    Since 2016-05-03

Branch Locations

45 Stiles Rd Suite 102, Salem, NH 03079 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Salem NH 04/2016 Present
Mml Investors Services Salem NH 04/2016 Present
  • 04/2016 → Present
    Mass Mutual Life Insurance Company
    Salem, NH
  • 04/2016 → Present
    Mml Investors Services
    Salem, NH
Previous Registrations
Other Businesses

(1) Name: Nicholas R Sangermano Inv rel: Y Add: 5 Stiles Rd Ste 102 Salem NH 03079 Nature: Service only of indexed annuities Position: Agent Start date: 04/18/2016 No. HR/MO: 4 No. HR/MO during sec trading: 0 (2) Name: Nicholas R Sangermano Inv rel: Y Add: 5 Stiles Rd Ste 102 Salem NH 03079 Nature: Life, health, DI, LTC, Fixed annuities and equity fixed life sales Position: Sales Rep Start date: 10/01/2020 No. HR/MO: 10 No. HR/MO during sec trading: 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-28
S63 Uniform Securities Agent State Law Examination 2001-03-30
  • S66 Uniform Combined State Law Examination
    2004-01-28
  • S63 Uniform Securities Agent State Law Examination
    2001-03-30

View on SEC IAPD

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