Nicholas Randall Sangermano

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Mass Mutual Life Insurance Company
  Salem, NH
• 04/2016 → Present
  Mml Investors Services
  Salem, NH

Previous Registrations

• 2012-12-06 → 2016-04-29
  Private Advisor Group, Llc
  Windham, NH
  Morristown, NJ
• 2006-09-15 → 2012-11-29
  Commonwealth Financial Network
  Waltham, MA
  Windham, NH
• 2005-02-11 → 2006-09-18
  Cetera Wealth Services, Llc
  Hudson, NH

Other Businesses

(1) Name: Nicholas R Sangermano Inv rel: Y Add: 5 Stiles Rd Ste 102 Salem NH 03079 Nature: Service only of indexed annuities Position: Agent Start date: 04/18/2016 No. HR/MO: 4 No. HR/MO during sec trading: 0 (2) Name: Nicholas R Sangermano Inv rel: Y Add: 5 Stiles Rd Ste 102 Salem NH 03079 Nature: Life, health, DI, LTC, Fixed annuities and equity fixed life sales Position: Sales Rep Start date: 10/01/2020 No. HR/MO: 10 No. HR/MO during sec trading: 2

Exams

• S66 Uniform Combined State Law Examination
  2004-01-28
• S63 Uniform Securities Agent State Law Examination
  2001-03-30