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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2016-06-01 |
| TX | RA | APPROVED_RES | 2016-05-03 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Salem | NH | 04/2016 | Present |
| Mml Investors Services | Salem | NH | 04/2016 | Present |
(1) Name: Nicholas R Sangermano Inv rel: Y Add: 5 Stiles Rd Ste 102 Salem NH 03079 Nature: Service only of indexed annuities Position: Agent Start date: 04/18/2016 No. HR/MO: 4 No. HR/MO during sec trading: 0 (2) Name: Nicholas R Sangermano Inv rel: Y Add: 5 Stiles Rd Ste 102 Salem NH 03079 Nature: Life, health, DI, LTC, Fixed annuities and equity fixed life sales Position: Sales Rep Start date: 10/01/2020 No. HR/MO: 10 No. HR/MO during sec trading: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-30 |
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