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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-06-17 |
Branch Locations
1222 Demonbreun, Nashville, TN 37203 • United States
3000 Mallory Ln, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Nashville | TN | 04/2009 | 10/2018 |
| Wells Fargo Advisors Llc | Nashville | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 11/2016 | 10/2018 |
| Ftb Advisors | Nashville | TN | 10/2018 | 05/2022 |
| Simmons Bank | Nashville | TN | 06/2022 | Present |
| Lpl Financial | Nashville | TN | 06/2022 | Present |
1-06/2022 / Simmons Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / NASHVILLE, TN 2- 05/2019 / BRADLEY GALLIMORE NOTARY / NOTARY / Investment Related / Nashville, TN 3- 06/2022 / Simmons Bank / Financial Institution Duty / Investment Related / Nashville, TN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-25 |
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