Mark Jay Aasen

Current Employers

Employment History

• 08/2009 → Present
  Pleasant Hill Fire Department
  Pleasant Hill, IA
• 05/2014 → Present
  Diversified Financial Group
  West Des Moines, IA
• 05/2014 → Present
  Fsc Securities
  West Des Moines, IA
• 02/2016 → Present
  Diversified Financial Advisory Group
  West Des Moines, IA
• 11/2023 → Present
  Osaic Wealth, Inc.
  West Des Moines, IA

Previous Registrations

• 2015-04-16 → 2023-11-03
  Fsc Securities Corporation
  West Des Moines, IA
• 2016-02-11 → 2023-11-03
  Diversified Financial Advisory Group, Inc.
  West Des Moines, IA

Other Businesses

DIVERSIFIED FINANCIAL ADVISORY GROUP POSITION: OSJ Delegate NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/22/2014 ADDRESS: 3737 Woodland Ave, Ste. 500, West Des Moines IA 50266, United States DESCRIPTION: I am the OSJ Delegate for OSJ Kent Porter who is registered with Osaic Wealth Inc. I am involved in the following: trade supervision, email supervision, operations, compliance, commissions, and general business duties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-01
• S66 Uniform Combined State Law Examination
  2001-04-07

Other Names

• Mark Jay Aasen