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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-11-15 |
| TX | RA | APPROVED | 2021-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Metairie | LA | 05/2007 | Present |
| Charles Schwab Bank, Ssb | Metairie | LA | 05/2007 | Present |
| John G Curren Iii - Rental Condo | Covington | LA | 11/2015 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mandeville | LA | 11/2021 | Present |
| Bank Of America, N.A. | Mandeville | LA | 01/2022 | Present |
start date 10/24/2018, J G C III - Rental Condo, owner, Mandeville, LA, Real Estate/Property Management, I purchased a condo that I plan to rent. I have a local property management company that handles maintenance, and I have assistance with managing the rentals of the condo. Hours per month less than 20 I*920280For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: New Orleans, LouisianaNature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 9/1/2022Number of hours devoted: 2 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: I*3316270, Entity Type: Entity For Profit, Name of OBA: Orange Tiger Fitness - Mandeville LLC, Address: Mandeville, Louisiana, 70471, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Owner, Employee Start Date: 12/18/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Other than helping with major strategy and financial decisions, my responsibilities will be minimal as I plan to own 50% with my wife, H R A C, and the other owners, T G S and his wife S N S, will own the remaining 50%. My wife works part time, and T and S are retired. Therefore, they have the time to devote to the studio - plus there is an existing manager who will continue to run the daily operations of the studio. I*3679284 Entity Type: N/A Name of OBA: Rental Property 4 Address: Pensacola Beach, Florida, 32561 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 02/02/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: N/A I*4623342, Entity Type: , Name of OBA: Beau Chene Homeowners Association Board of Directors, Address: Mandeville, Louisiana, 70471, Investment Related: N, Position, Title, Association: ["Board Member","Director"], Employee Start Date: 06/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Attend meetings, vote on motions and decisions, and help on committees. To help direct the Beau Chene HOA to keep the subdivision nice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-20 |
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