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Robert Brandon Smith

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-24
  • NJ RA
    APPROVED
    Since 2023-01-24

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason & Co Llc Stamford CT 12/2005 07/2021
Legg Mason Investor Services, Llc Stamford CT 12/2005 07/2021
Clearbridge Investments Llc New York NY 12/2005 Present
Franklin Templeton Distributors Inc Stamford CT 01/2021 07/2021
Franklin Distributors, Llc Short Hills NJ 07/2021 Present
Putnam Retail Management Lp Short Hills NJ 01/2024 07/2024
  • 12/2005 → 07/2021
    Legg Mason & Co Llc
    Stamford, CT
  • 12/2005 → 07/2021
    Legg Mason Investor Services, Llc
    Stamford, CT
  • 12/2005 → Present
    Clearbridge Investments Llc
    New York, NY
  • 01/2021 → 07/2021
    Franklin Templeton Distributors Inc
    Stamford, CT
  • 07/2021 → Present
    Franklin Distributors, Llc
    Short Hills, NJ
  • 01/2024 → 07/2024
    Putnam Retail Management Lp
    Short Hills, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-10
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2005-05-10
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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