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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-17 |
| TX | RA | APPROVED | 2026-02-17 |
Branch Locations
106 Apple St Suite 204, Tinton Falls, NJ 07724 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Ind | Woodbridge | NJ | 01/2001 | 02/2026 |
| Penn Mutual Life Ins Co | Woodbridge | NJ | 01/2001 | 02/2026 |
| Kestra Investment Services, Llc | Tinton Falls | NJ | 02/2026 | Present |
| Kestra Advisory Services, Llc | Tinton Falls | NJ | 02/2026 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/17/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: TOTAL FINANCIAL CONCEPTS, INC POSITION: PRESIDENT NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/17/2026 ADDRESS: 106 Apple St, suite 204, Tinton Falls NJ 07724, United States DESCRIPTION: SELLING INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-15 |
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