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Current Employers
Glastonbury Cpa'S Financial Advisors, Llc

655 Winding Brook Dr; 2Nd Fl, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2001-06-12
  • CT RA
    APPROVED
    Since 2001-06-12

Branch Locations

655 Winding Brook Drive, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Src, Certified Public Accountants, P.C. Glastonbury CT 08/1989 Present
  • 08/1989 → Present
    Src, Certified Public Accountants, P.C.
    Glastonbury, CT
Other Businesses

GLASTONBURY FINANCIAL ADVISORS, LLC, INVESTMENT ADVISOR SERVICES, COMMENCED 1/2003, REGISTERED INVESTMENT ADVISOR, 10% TIME SPENT, 50% OWNERSHIP, INVESTMENT ADVISOR REPRESENTATIVE; SRC, Certified Public Accountants, PC. TAX PARTNER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-14
  • S63 Uniform Securities Agent State Law Examination
    2001-02-14

View on SEC IAPD

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