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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-03
  • TX RA
    APPROVED
    Since 2022-08-03

Branch Locations

738 Highway 6 South Ste 100, Houston, TX 77079 • United States

13798 Nw 4Th St Ste 305U, Sunrise, FL 33325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enterprise Products Company Houston TX 08/2008 Present
Intuit Inc Houston TX 01/2017 Present
Primerica Financial Services San Antonio TX 09/2000 Present
Pfs Investments Inc. San Antonio TX 02/2022 Present
Axiom Space Inc. Houston TX 03/2022 12/2023
Ineos League City TX 12/2023 Present
  • 08/2008 → Present
    Enterprise Products Company
    Houston, TX
  • 01/2017 → Present
    Intuit Inc
    Houston, TX
  • 09/2000 → Present
    Primerica Financial Services
    San Antonio, TX
  • 02/2022 → Present
    San Antonio, TX
  • 03/2022 → 12/2023
    Axiom Space Inc.
    Houston, TX
  • 12/2023 → Present
    Ineos
    League City, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 1) MS CPA LLC, Owner - Not Investment Related, 05/2017 To Present, Kingwood Tx, Nature of Business: Taxes, Devoted 20 Hours A Month (5 Hours During Securities Trading Hours), Description: Tax Prep & Filing. 2) Mitchell Sosa Inc, Owner - Not Investment Related, 09/2011 To Present, Pasadena Tx, Nature of Business: Consulting, Devoted 10 Hours A Month (5 A Month During Securities Trading Hours), Description: Consulting

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-06-06
  • S63 Uniform Securities Agent State Law Examination
    2022-06-06
Designations
Other Names
  • Mitchell Joseph Gallegos
  • Mitchell Joseph Sosa
  • Mitchell Joseph Gallegos

View on SEC IAPD

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