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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-20 |
| CA | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| ND | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
130 W Superior St, Ste 750, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Duluth | MN | 01/2001 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Superior | WI | 05/2001 | 07/2021 |
| Community Action Duluth | Duluth | MN | 08/2014 | 07/2020 |
| Duluth Lions Club | Duluth | MN | 07/2016 | 07/2021 |
| 750 Lakeview, Llc | Duluth | MN | 10/2019 | 07/2021 |
| Lpl Financial Llc | Duluth | MN | 07/2021 | Present |
1) 2001- Anne Holy- Non-Variable Insurance- agent- inv. related- DULUTH, MN 2) 10/23/2024 - Veridian Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-19 |
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