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Stephen Brian Carney

Rfg Advisory, LLC

Shreveport, LA

Vestavia Hills, AL

New Roads, LA

Shreveport, LA

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-09-14
TX RA APPROVED 2015-08-26
  • LA RA
    APPROVED
    Since 2015-09-14
  • TX RA
    APPROVED
    Since 2015-08-26

Branch Locations

6425 Youree Dr. Suite 180, Shreveport, LA 71105 • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

120 Alamo Street, New Roads, LA 70760 • United States

672 Egan Street, Shreveport, LA 71106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Shreveport LA 01/2015 06/2018
Rfg Advisory Shreveport LA 04/2015 Present
Private Client Services Birmingham AL 06/2018 Present
  • 01/2015 → 06/2018
    Lpl Financial, Llc
    Shreveport, LA
  • 04/2015 → Present
    Rfg Advisory
    Shreveport, LA
  • 06/2018 → Present
    Private Client Services
    Birmingham, AL
Previous Registrations
  • 2015-01-02 → 2015-09-14
    Lpl Financial Llc
    Shreveport, LA
  • 2008-06-26 → 2015-01-08
    Capital One Financial Advisors Llc
    Melville, NY
  • 2007-10-17 → 2008-08-13
    Capital One Investments, Llc
    New Orleans, LA
    Shreveport, LA
    Shreveport, LA
    Shreveport, LA
    Minden, LA
Other Businesses

1) 02/23/2015. CARNEY WEALTH MANAGEMENT, LLC. PERSONAL LLC FOR COMMISSIONS/FEES. OWNER. 140/MO; 6 1/2/DAY. 2) 04/15/2015. RFG ADVISORY. 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. ADVISORY ACTIVITY. IAR. 160/MO; 6 1/2 PER DAY. 3) 01/02/2015. WILLIAMS FINANCIAL ADVISORS. 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. DBA FOR PCS BUSINESS. REGISTERED REPRESENTATIVE. 160 HOURS/MO; 6 1/2 PER DAY. 4) WILLIAMS FINANCIAL ADVISORS. 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. DBA FOR ADVISORY BUSINESS THROUGH RFG ADVISORY. IAR. 140 HOURS/MO; 6 1/2 PER DAY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-03
  • S66 Uniform Combined State Law Examination
    1999-12-03
Designations
Other Names
  • Steve Carney

View on SEC IAPD

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NORMAN LEE DUHON
CHARLES HOWARD CLAWSON
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Ryan L Yarbrough
Thomas Peyton Cockrell

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
MORGAN STANLEY · Shreveport, LA

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