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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-03-18 |
| TX | RA | APPROVED | 2016-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
REAL ESTATE INV/RENTAL PROPERTY; INV RELATED; AZUSA, CA; 100% OWNERSHIP; START 09/21/2017; 2 HOURS PER MONTH / 0 DURING TRADING HOURS. CROWN CITY REAL ESTATE HOLDINGS, LLC; INV RELATED; LOS ANGELES, CA; 100% OWNERSHIP WITH SPOUSE; START 9/1/17; 5 HOURS PER MONTH / 0 DURING TRADING HOURS. RENTAL PROPERTY, INV RELATED, GLENDORA, CA, 100% OWNERSHIP, START 3/12/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD CECQ REAL ESTATE LLC, INV RELATED, LOS ANGELES, CA, 100% OWNERSHIP WITH SPOUSE, START 6/14/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE REAL ESTATE INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-16 |
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