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Colleen Marie Di Paola

LPl Financial LLC

Ridgewood, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-03
TX RA APPROVED_RES 2025-09-03
  • NJ RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED_RES
    Since 2025-09-03

Branch Locations

45 N. Broad Street, Ridgewood, NJ 07450 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Paramus NJ 07/2000 09/2025
Bank Of America, N.A. Paramus NJ 08/2023 09/2025
Lpl Financial Llc Ridgewood NJ 09/2025 Present
  • 07/2000 → 09/2025
    Merrill Lynch, Pierce, Fenner & Smith
    Paramus, NJ
  • 08/2023 → 09/2025
    Bank Of America, N.A.
    Paramus, NJ
  • 09/2025 → Present
    Ridgewood, NJ
Previous Registrations
Other Businesses

1.09/03/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Resonate Wealth Partners, LLC; Investment Related; at Reported Business Location(s); Start Date 09/02/2025; 160hrs/mth; 40hrs during trading 2.09/03/2025; None; Notary; Investment Related; 45 N. Broad Street Ridgewood,NJ; Start Date 06/23/2021; 0hrs/mth; 0hrs during trading 3.11/10/2025; G&G Handyman Services; Other - Handyman services; Not Investment Related; north haledon,NJ; Start Date 11/03/2025; 10hrs/mth; 0hrs during trading 4.08/07/2026; EVOLVE Promotions LLC; Outside/W-2 Employment; Not Investment Related; Emerson,NJ; Start Date 08/01/2026; 10hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-13
  • S66 Uniform Combined State Law Examination
    2004-08-13
Other Names
  • Colleen Marie Doherty

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