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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-21
  • NJ RA
    APPROVED
    Since 2019-02-21

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Oakland, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services, Inc. Fairfield NJ 10/2015 03/2017
Mml Investors Services, Llc Fairfield NJ 03/2017 02/2018
Raymond James Financial Services, Inc. Hackensack NJ 02/2018 12/2018
Lakeland Financial Services Hackensack NJ 02/2018 12/2018
Raymond James Financial Services Advisors, Inc. Hackensack NJ 02/2018 12/2018
Massmutual Life Insurance Co Fairfield NJ 01/2019 Present
Mml Investors Services, Llc Fairfield NJ 02/2019 Present
Previous Registrations
  • 2018-02-12 → 2018-12-24
    Hackensack, NJ
  • 2017-03-25 → 2018-01-31
    Fairfield, NJ
  • 2015-11-06 → 2017-03-25
    Msi Financial Services, Inc.
    Fairfield, NJ
  • 2012-10-01 → 2015-11-05
    Ridgefield, NJ
    Haledon, NJ
    Elmwood Park, NJ
    Elmwood Park, NJ
    Saddle Brook, NJ
    Fairlawn, NJ
    Fairlawn, NJ
    Elmwood Park, NJ
    Fairlawn, NJ
    Elmwood Park, NJ
  • 2006-10-12 → 2012-10-01
    Chase Investment Services Corp.
    Ridgefield, NJ
    Jersey City, NJ
    Union City, NJ
    North Bergen, NJ
    West New York, NJ
    Fairview, NJ
    Ridgefield, NJ
    North Bergen, NJ
    Elmwood Park, NJ
    Fairlawn, NJ
    Fairlawn, NJ
Other Businesses

NAME: Ottilia Stura INV REL: Y ADD: 30 Two Bridges Road, Suite 320, Fairfield NJ 07004 NATURE: Ind Life/Health, Property/Casualty, Group Life/Health POSITION: Sales/Agent START DATE: 02/06/2019 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-07
S66 Uniform Combined State Law Examination 2001-05-01
  • S65 Uniform Investment Adviser Law Examination
    2006-09-07
  • S66 Uniform Combined State Law Examination
    2001-05-01
Other Names
  • Ottilia Boechat Abreu

View on SEC IAPD

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