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Matthew Phelps Cummings

Edward Jones

Nashville, TN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
TN RA APPROVED 2007-01-22
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • TN RA
    APPROVED
    Since 2007-01-22

Branch Locations

40 Burton Hills Blvd Suite 120, Nashville, TN 37215-6199 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2000 Present
Other Businesses

BASE Investments LLC Type of business: LLC owns hunting lodge Knobel, AR Start date: 4/16/2024 member (1/6 owner) Hours per week: 0 Hours during trading: 0 Desc: Not a business for income. LLC owns personal use hunting lodge for liability reasons. I am 1/7 owner of LLC. We also have a bank account to jointly pay utilities, mortgage and maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-09
S63 Uniform Securities Agent State Law Examination 2001-08-23
  • S66 Uniform Combined State Law Examination
    2007-01-09
  • S63 Uniform Securities Agent State Law Examination
    2001-08-23
Designations

View on SEC IAPD

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