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Randle Glenn Schumacher

Equitable Advisors, LLC

San Diego, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-06
  • CA RA
    APPROVED
    Since 2022-01-06

Branch Locations

4370 La Jolla Village Dr. Suite 400, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2014 12/2019
Lpl Financial, Llc San Diego CA 06/2020 11/2021
Rubber Tree Productions Del Mar CA 01/2020 06/2020
Equitable Advisors Llc New York NY 01/2022 Present
  • 02/2014 → 12/2019
    Axa Advisors, Llc
    New York, NY
  • 06/2020 → 11/2021
    Lpl Financial, Llc
    San Diego, CA
  • 01/2020 → 06/2020
    Rubber Tree Productions
    Del Mar, CA
  • 01/2022 → Present
    Equitable Advisors Llc
    New York, NY
Previous Registrations
  • 2020-11-12 → 2021-11-29
    Lpl Financial Llc
    San Diego, CA
  • 2011-08-04 → 2013-03-27
    New England Securities
    Woodland Hills, CA
  • 2007-09-17 → 2009-03-26
    Lpl Financial Llc
    San Diego, CA
    Fort Mill, SC
Other Businesses

1. Trustee for various immediate family trusts 2. Outside Fixed Business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-12
S63 Uniform Securities Agent State Law Examination 2013-08-29
S66 Uniform Combined State Law Examination 2000-03-01
  • S65 Uniform Investment Adviser Law Examination
    2020-11-12
  • S63 Uniform Securities Agent State Law Examination
    2013-08-29
  • S66 Uniform Combined State Law Examination
    2000-03-01
Other Names
  • Randle Schumacher

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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