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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-08 |
| TX | RA | APPROVED | 2024-11-08 |
Branch Locations
12636 High Bluff Dr Suite 400, San Diego, CA 92130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | San Diego | CA | 01/2015 | 06/2024 |
| Arbor Point Advisors | San Diego | CA | 01/2015 | 11/2024 |
| Osaic Wealth, Inc. | San Diego | CA | 06/2024 | Present |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | Present |
1. RICHARD GIGLIOTTI POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 04/06/2012 ADDRESS: 17071 New Rochelle Way, San Diego CA 92127, United States DESCRIPTION: Insurance investments are used when appropriate for my clients. 2. R.B. FINANCIAL PLANNING, LLC POSITION: Sole Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2025 ADDRESS: 12636 High Bluff Dr, Ste 400, San Diego CA 92130, United States DESCRIPTION: Running my securities business, both debits and credits, through this LLC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-12-10 |
| S65 | Uniform Investment Adviser Law Examination | 2007-08-04 |
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