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Current Employers
Uwharrie Investment Advisors, Inc.

132 North First Street, Albemarle, NC 28001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2005-03-08
  • NC RA
    APPROVED
    Since 2005-03-08

Branch Locations

132 N. First Street, Albemarle, NC 28001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Investment Advisors Albemarle NC 03/2005 Present
Private Client Services Llc Louisville KY 11/2011 Present
Bank Of Stanly Albemarle NC 03/2005 Present
  • 03/2005 → Present
    Strategic Investment Advisors
    Albemarle, NC
  • 11/2011 → Present
    Private Client Services Llc
    Louisville, KY
  • 03/2005 → Present
    Bank Of Stanly
    Albemarle, NC
Previous Registrations
Other Businesses

1) UWHARRIE INVESTMENT ADVISORS, 132 N FIRST STREET, ALBEMARLE, NC, 28002. INVESTMENT RELATED; FINANCIAL ADVISORY SALES AND SERVICE. START DATE 5/2005. 120 HRS/MONTH, 100 HRS DURING MARKET HOURS. 2) APPOINTED WITH VARIOUS CARRIERS FOR THE SALE OF NON-INVESTMENT-RELATED INSURANCE PRODUCTS. 3) RANDOLPH FRIENDS OF THE ZOO (RFOZ) 4401 ZOO PARKWAY, ASHEBORO, NC 27205. THE BOARD HELPS RAISE FUNDS FOR THE ZOO'S OPERATING BUDGET. BOARD MEMBER. I HELP LOCATE ARTWORK TO BE DONATED FOR THE "ZOO TO DO" ANNUAL AUCTION. 3 HOURS/MO; 0 DURING TRADING HOURS. 4) RANDOLPH ROTARY CLUB. PO BOX 2515, ASHEBORO, NC 27204. COMMUNITY CIVIC CLUB SERVING TO RAISE SUPPORT FOR LOCAL NON-PROFIT ORGANIZATIONS THROUGH FUND RAISING AND VOLUNTEERISM. MEMBER. 4 HRS/MO; 4 DURING TRADING HRS. 5) RANDOLPH ROTARY CLUB. 204 S FAYETTEVILLE ST, ASHEBORO, NC 27203. RANDLOPH ROTARY CLUB PROMOTES SERVICE AND FUND RAISING PROJECT THROUGOUT RANDOPH COUNTY THAT HELP THOSE IN NEED. PRESIDENT. OVERSEE MONTHLY BOARD MEETINGS. HELP IN FUND RAISING, PROMOTION AND FULFILLMENT OF SERVICE PROJECTS. 18 HRS/MO; 8 DURING TRADING HRS. 6) RANDOLPH ARTS GUILD. ASHEBORO, NC 27203. A NON-PROFIT SUPPORTING AND PROMOTING THE ARTS. MEMBER OF THE BOARD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-09
  • S66 Uniform Combined State Law Examination
    2001-04-09
Designations

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