Donald Edward Carlton

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2023-10-24
GA	RA	APPROVED	2017-12-20

TN RA
APPROVED

Since 2023-10-24
GA RA
APPROVED

Since 2017-12-20

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Alpharetta	GA	10/1995	Present

10/1995 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA

Other Businesses

I*2198271, Entity Type: , Name of OBA: F C, Address: Coconut Creek, Florida, 33073, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 12-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-08
S63	Uniform Securities Agent State Law Examination	2002-09-24

S66 Uniform Combined State Law Examination

2017-12-08
S63 Uniform Securities Agent State Law Examination

2002-09-24

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews