Jeffrey Gene Engelman

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 08/2017
  Vision Investment Advisors, Llc
  Denver, CO
• 04/2013 → 12/2022
  Highland Financial Group
  Denver, CO
• 05/2013 → 08/2017
  Vision Brokerage Services
  Denver, CO
• 08/2017 → Present
  Prism Financial Strategies, Llc
  Denver, CO
• 05/2023 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2017-08-23 → 2023-12-14
  Prism Financial Strategies, Llc
  Englewood, CO
• 2013-04-23 → 2017-08-24
  Vision Investment Advisors, Llc
  Denver, CO
  Stamford, CT
• 2011-09-13 → 2013-04-23
  Bancwest Investment Services, Inc.
  Lincoln, NE
  Lincoln, NE
  Lincoln, NE
  Lincoln, NE
  Lincoln, NE
  Columbus, NE
  Beatrice, NE
  Denver, CO
  Denver, CO
• 2009-06-01 → 2011-09-13
  Morgan Stanley
  Lincoln, NE
• 2006-09-06 → 2009-06-01
  Citigroup Global Markets Inc.
  Lincoln, NE
• 2003-04-09 → 2006-07-26
  Raymond James Financial Services, Inc.
  Springfield, MO
  Springfield, MO

Other Businesses

INSURANCE AGENT WITH PRISM INSURANCE STRATEGIES LOCATED AT 333 W. HAMPDEN AVE. SUITE 605 ENGLEWOOD, CO 80110 INVESTMENT RELATED. START DATE: 08/2017. MR. ENGELMAN IS AN INSURANCE AGENT OFFERING INSURANCE SERVICES. HE SPENDS 10 HOURS WORKING PER MONTH, 10 HOURS WORKING DURING TRADING HOURS. HE RECEIVES COMPENSATION FOR THIS ACTIVITY. 05/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: PRISM FINANCIAL STRATEGIES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 05/10/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-07
• S63 Uniform Securities Agent State Law Examination
  2001-03-01

Designations

• Certified Financial Planner

Other Names

• Jeff Engelman