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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-07 |
| IL | RA | APPROVED | 2012-01-30 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Lake Forest | IL | 03/2015 | Present |
*601963 - Center for Enriched Living; Investment related: No; Riverwoods, Illinois; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 07/2024; During business hours: 0; After business hours: 40; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-12 |
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