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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-02
IL RA APPROVED 2021-03-24
  • FL RA
    APPROVED
    Since 2026-02-02
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

777 S Flagler Drive, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Bank Na Chicago IL 07/2010 Present
Bmo Harris Financial Advisors Winnetka IL 01/2012 03/2021
Lpl Financial Llc Chicago IL 03/2021 Present
  • 07/2010 → Present
    Bmo Bank Na
    Chicago, IL
  • 01/2012 → 03/2021
    Bmo Harris Financial Advisors
    Winnetka, IL
  • 03/2021 → Present
    Chicago, IL
Previous Registrations
  • 2012-01-24 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Winnetka, IL
    Barrington, IL
    Chicago, IL
    Chicago, IL
  • 2009-02-13 → 2010-07-30
    Lake Forest, IL
    Chicago, IL
Other Businesses

1) 03/01/2021 - Financial Institution Duty - BMO Bank NA - Investment Related - At Reported Business Location(s) - Start Date 07/19/2009 2) 03/01/2021 - Business Entity For Tax/Investment Purposes Only - Skegemog Properties, INC - Investment Related - Whitewater Township, MI - Start Date 01/01/1970 3) 03/01/2021 - Other - N/A - Real Estate License - Investment Related - CHICAGO, IL - Start Date 06/23/2015 4) 03/01/2021 - Real Estate Rental - Taransh LLC - Investment Related - 1 hour per month - Chicago IL, - Start Date 01/01/2001 5) 03/01/2021 - Real Estate Rental - Real Estate Rental - Investment Related - Chicago IL - Start Date 01/01/2009 6) 04/15/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Investment Related - At Reported Business Location(s) 7) 04/03/2025 - Vistara LLC - Not Investment Related - Rep's Business - Whitewater Township, MI 49690 - Start date: 03/19/2025 - Vistara LLC - 0 Hrs/Mth - 0 Hrs During Trading 8) 01/21/2026 - Vistara Holdings LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Home Based - Start Date 01/19/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-12
S63 Uniform Securities Agent State Law Examination 1999-08-16
  • S66 Uniform Combined State Law Examination
    2009-02-12
  • S63 Uniform Securities Agent State Law Examination
    1999-08-16
Designations
Other Names
  • Meeta Rathaur

View on SEC IAPD

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