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David Michael Laufer

Needham & Company, LLC

New York, NY

Garden City, NY

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Current Employers
Needham & Company, Llc

250 Park Avenue 10Th Floor, New York, NY 10177 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-15
  • NY RA
    APPROVED
    Since 2023-02-15

Branch Locations

250 Park Avenue 10Th Floor, New York, NY 10177 • UNITED STATES

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 05/2012 09/2019
Needham & Company, Llc New York NY 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-23
S63 Uniform Securities Agent State Law Examination 2002-04-12
  • S66 Uniform Combined State Law Examination
    2012-02-23
  • S63 Uniform Securities Agent State Law Examination
    2002-04-12
Other Names
  • David M Laufer
  • David Michael Ludwig
  • David Laufer

View on SEC IAPD

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