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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-03
TX RA APPROVED_RES 2024-07-03
CO RA APPROVED 2024-07-02
  • FL RA
    APPROVED
    Since 2024-07-03
  • TX RA
    APPROVED_RES
    Since 2024-07-03
  • CO RA
    APPROVED
    Since 2024-07-02

Branch Locations

2679 Main St Suite 311, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Investments Seattle WA 08/2003 08/2018
Unemployed Denver CO 09/2018 02/2019
Sparks Financial Denver CO 03/2019 07/2024
Northwestern Mutual Investment Services Llc Denver CO 03/2019 07/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2019 07/2024
Hornor, Townsend & Kent, Llc Horsham PA 07/2024 Present
Previous Registrations
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: STREAMSIDE WEALTH | POSITION HELD: AGENT | ADDRESS: 2679 MAIN ST, STE 311, LITTLETON, CO 80120 | START DATE: 07/02/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 10 | APPROX TRADING HRS PER MTH: 10 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) NAME OF ACTIVITY TOP POT DOUGHNUTS | INVESTMENT RELATED: NO | DBA NAME: TOP POT DOUGHNUTS | POSITION HELD: PARTIAL MINORITY OWNER | ADDRESS: 401 BAKER BLVD, TUKWILA, WA 98188 | START DATE: 06/12/2002 | NATURE OF ACTIVITY: THE BUSINESS SELLS DOUGHNUTS AND COFFEE, VIA RETAIL STORES IN THE GREATED SEATTLE AREA | APPROX HRS PER MTH: 0 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: no day to day responsibilities other than owner. Silent Partner 3) NAME OF ACTIVITY ST. GERMAINE COUSIN LLC | INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: MANAGER | ADDRESS: 1445 S GAYLORD ST, DENVER, CO 80210 | START DATE: 06/01/2023| NATURE OF ACTIVITY: THIS IS AN LLC THAT EXISTS TO COLLECT AND DISTRIBUTE INHERITED MINERAL RIGHTS ROYALTIES | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: admin & bookkeeping only; distributing funds from land mineral rights and royalties to family members who have ownership interest

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-19
  • S66 Uniform Combined State Law Examination
    2001-04-19
Other Names
  • Jonathan Andrew Rains

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