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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-03 |
| TX | RA | APPROVED_RES | 2024-07-03 |
| CO | RA | APPROVED | 2024-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Russell Investments | Seattle | WA | 08/2003 | 08/2018 |
| Unemployed | Denver | CO | 09/2018 | 02/2019 |
| Sparks Financial | Denver | CO | 03/2019 | 07/2024 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 03/2019 | 07/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2019 | 07/2024 |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 07/2024 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: STREAMSIDE WEALTH | POSITION HELD: AGENT | ADDRESS: 2679 MAIN ST, STE 311, LITTLETON, CO 80120 | START DATE: 07/02/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 10 | APPROX TRADING HRS PER MTH: 10 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) NAME OF ACTIVITY TOP POT DOUGHNUTS | INVESTMENT RELATED: NO | DBA NAME: TOP POT DOUGHNUTS | POSITION HELD: PARTIAL MINORITY OWNER | ADDRESS: 401 BAKER BLVD, TUKWILA, WA 98188 | START DATE: 06/12/2002 | NATURE OF ACTIVITY: THE BUSINESS SELLS DOUGHNUTS AND COFFEE, VIA RETAIL STORES IN THE GREATED SEATTLE AREA | APPROX HRS PER MTH: 0 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: no day to day responsibilities other than owner. Silent Partner 3) NAME OF ACTIVITY ST. GERMAINE COUSIN LLC | INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: MANAGER | ADDRESS: 1445 S GAYLORD ST, DENVER, CO 80210 | START DATE: 06/01/2023| NATURE OF ACTIVITY: THIS IS AN LLC THAT EXISTS TO COLLECT AND DISTRIBUTE INHERITED MINERAL RIGHTS ROYALTIES | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: admin & bookkeeping only; distributing funds from land mineral rights and royalties to family members who have ownership interest
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-19 |
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