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Anupa Shrestha

Ubs Asset Management (Americas) LLC

New York, NY

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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-15
  • NY RA
    APPROVED
    Since 2024-05-15

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Stamford CT 05/2000 02/2023
Blackrock Investments, Inc. New York NY 09/2006 02/2023
Merrill Lynch Investment Managers, Llc Plainsboro NJ 09/2006 02/2023
Homemaker Westfield NJ 03/2023 02/2024
Ubs Asset Management Weehawken NJ 03/2024 Present
  • 05/2000 → 02/2023
    Merrill Lynch, Pierce, Fenner & Smith
    Stamford, CT
  • 09/2006 → 02/2023
    Blackrock Investments, Inc.
    New York, NY
  • 09/2006 → 02/2023
    Merrill Lynch Investment Managers, Llc
    Plainsboro, NJ
  • 03/2023 → 02/2024
    Homemaker
    Westfield, NJ
  • 03/2024 → Present
    Ubs Asset Management
    Weehawken, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-10
  • S66 Uniform Combined State Law Examination
    2003-03-10

View on SEC IAPD

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