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Adam Catalfomo

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-26
TX RA APPROVED 2024-09-26
  • NY RA
    APPROVED
    Since 2024-09-26
  • TX RA
    APPROVED
    Since 2024-09-26

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2009 04/2017
Jpmorgan Chase Bank Na New York NY 04/2017 09/2024
Jpmorgan Securities Llc New York NY 04/2017 09/2024
Wells Fargo Clearing Services, Llc New York NY 09/2024 Present
Citigroup Global Markets Inc. New York NY 11/2006 04/2017
  • 06/2009 → 04/2017
    Morgan Stanley Smith Barney
    New York, NY
  • 04/2017 → 09/2024
    Jpmorgan Chase Bank Na
    New York, NY
  • 04/2017 → 09/2024
    Jpmorgan Securities Llc
    New York, NY
  • 09/2024 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 11/2006 → 04/2017
    Citigroup Global Markets Inc.
    New York, NY
Previous Registrations
Other Businesses

TRUSTEE FOR PARENT; INV RELATED; NEWYORK, NY; TRUSTEE; START DATE: 05/03/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-10
  • S66 Uniform Combined State Law Examination
    2001-03-10

View on SEC IAPD

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