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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
500 Plum St Ste 301, Syracuse, NY 13204 • United States
1876 Niagara Falls Blvd. Suite 105, Tonawanda, NY 14150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Williamsville | NY | 05/2011 | 03/2018 |
| Mutual Of Omaha Investor Services, Inc | Omaha | NE | 06/2011 | 03/2018 |
| Pruco Securities, Llc. | Amherst | NY | 05/2018 | 11/2024 |
| Prudential Insurance Company Of America | Amherst | NY | 05/2018 | Present |
| Unemployed | Buffalo | NY | 04/2018 | 04/2018 |
| Justin Paterson - Self Employed | Buffalo | NY | 04/2011 | 03/2018 |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
1) 10/31/2024 - New Buffalo Group - Medicare sales and Service Medicare Sales and Service - Non-Variable Insurance - Inv Related - At Tonawanda, NY- Start Date 08/01/2018 - 60hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-27 |
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