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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-25 |
Branch Locations
13033 Quaker Avenue Suite 15, Lubbock, TX 79423 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lubbock | TX | 04/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Lubbock | TX | 04/2022 | Present |
| Happy State Bank | Lubbock | TX | 07/2012 | 04/2022 |
| Lpl Financial Llc | Lubbock | NC | 07/2012 | 04/2022 |
Name of Business: Address: Carlile Investment Services, Activity Type: Support Company - Owner, Position/Title: Independent Contractor, Officer - President. Investment Related: No Start Date: HPM: 81 HPM trade hours: 41 Duties: Independent Contractor, Officer - President.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-16 |
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