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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-15 |
| CA | RA | APPROVED | 2006-11-03 |
Branch Locations
12625 High Bluff Dr. Ste 112, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 10/2006 | Present |
1. 7/5/2006 - COMPASS INVESTMENT CONSULTING GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5% - Fixed insurance disability, fixed annuities, longterm care, health. 2. 1/8/2007 - McKay Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/30/2018 - Compass Investment Consulting - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/27/2018 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-27 |
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