Stephen Grillo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 04/2015 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Other Businesses

Entity Name: Self Investment related: No Address: New York, NY Nature of the other business: publishing and distribution Position/Title/Relationship: Author Start Date: 09-Jul-2017 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: self-publish and distribute a book

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-21
• S63 Uniform Securities Agent State Law Examination
  2001-02-20

Other Names

• Stephen Anthony Grillo